# Creating Infinispan Clusters

## 1. Clustering

A cache manager can be configured to be either local (standalone) or clustered. When clustered, manager instances use JGroups' discovery protocols to automatically discover neighboring instances on the same local network and form a cluster.

Creating a local-only cache manager is trivial: just use the no-argument `DefaultCacheManager` constructor, or supply the following XML configuration file.

    <infinispan />

To start a clustered cache manager, you need to create a clustered configuration.

    GlobalConfigurationBuilder gcb = GlobalConfigurationBuilder.defaultClusteredBuilder();
    DefaultCacheManager manager = new DefaultCacheManager(gcb.build());

    <infinispan>
      <cache-container>
        <transport/>
      </cache-container>
    </infinispan>

Individual caches can then be configured in different modes:

- Local: changes and reads are never replicated. This is the only mode available in non-clustered cache managers.

- Invalidation: changes are not replicated, instead the key is invalidated on all nodes; reads are local.

- Replicated: changes are replicated to all nodes, reads are always local.

- Distributed: changes are replicated to a fixed number of nodes, reads request the value from at least one of the owner nodes.

### 1.1. Which cache mode should I use?

Which cache you should use depends on the qualities/guarantees you need for your data. The following table summarizes the most important ones:

| Simple | Local | Invalidation | Replicated | Distributed | Scattered
--- | --- | --- | --- | --- | --- | ---
Clustered | No | No | Yes | Yes | Yes | Yes
Read performance | Highest (local) | High (local) | High (local) | High (local) | Medium (owners) | Medium (primary)
Write performance | Highest (local) | High (local) | Low (all nodes, no data) | Lowest (all nodes) | Medium (owner nodes) | Higher (single RPC)
Capacity | Single node | Single node | Single node | Smallest node | Cluster \$(sum_(i=1)^"nodes""node_capacity")/"owners"\$ | Cluster \$(sum_(i=1)^"nodes""node_capacity")/"2"\$
Availability | Single node | Single node | Single node | All nodes | Owner nodes | Owner nodes
Features | No TX, persistence, indexing | All | All | All | All | No TX

### 1.2. Local Mode

While Infinispan is particularly interesting in clustered mode, it also offers a very capable local mode. In this mode, it acts as a simple, in-memory data cache similar to a `ConcurrentHashMap`.

But why would one use a local cache rather than a map? Caches offer a lot of features over and above a simple map, including write-through and write-behind to a persistent store, eviction of entries to prevent running out of memory, and expiration.

Infinispan’s `Cache` interface extends JDK’s `ConcurrentMap`— making migration from a map to Infinispan trivial.

Infinispan caches also support transactions, either integrating with an existing transaction manager or running a separate one. Local caches transactions have two choices:

1. When to lock? Pessimistic locking locks keys on a write operation or when the user calls `AdvancedCache.lock(keys)` explicitly. Optimistic locking only locks keys during the transaction commit, and instead it throws a `WriteSkewCheckException` at commit time, if another transaction modified the same keys after the current transaction read them.

2. Isolation level. We support read-committed and repeatable read.

## 2. Simple Cache

Traditional local caches use the same architecture as clustered caches, i.e. they use the interceptor stack. That way a lot of the implementation can be reused. However, if the advanced features are not needed and performance is more important, the interceptor stack can be stripped away and simple cache can be used.

So, which features are stripped away? From the configuration perspective, simple cache does not support:

- transactions and invocation batching

- persistence (cache stores and loaders)

- custom interceptors (there’s no interceptor stack!)

- indexing

- transcoding

- store as binary (which is hardly useful for local caches)

From the API perspective these features throw an exception:

- adding custom interceptors

- Distributed Executors Framework

So, what’s left?

- basic map-like API

- cache listeners (local ones)

- expiration

- eviction

- security

- JMX access

- statistics (though for max performance it is recommended to switch this off using statistics-available=false)

### 2.1. Declarative configuration

    <local-cache name="mySimpleCache" simple-cache="true">
        <!-- expiration, eviction, security... -->
    </local-cache>

### 2.2. Programmatic configuration

    CacheManager cm = getCacheManager();
    ConfigurationBuilder builder = new ConfigurationBuilder().simpleCache(true);
    cm.defineConfiguration("mySimpleCache", builder.build());
    Cache cache = cm.getCache("mySimpleCache");

Simple cache checks against features it does not support, if you configure it to use e.g. transactions, configuration validation will throw an exception.

### 2.3. Invalidation Mode

In invalidation, the caches on different nodes do not actually share any data. Instead, when a key is written to, the cache only aims to remove data that may be stale from other nodes. This cache mode only makes sense if you have another, permanent store for your data such as a database and are only using Infinispan as an optimization in a read-heavy system, to prevent hitting the database for every read. If a cache is configured for invalidation, every time data is changed in a cache, other caches in the cluster receive a message informing them that their data is now stale and should be removed from memory and from any local store.

Figure 1. Invalidation mode

Sometimes the application reads a value from the external store and wants to write it to the local cache, without removing it from the other nodes. To do this, it must call `Cache.putForExternalRead(key, value)` instead of `Cache.put(key, value)`.

Invalidation mode can be used with a shared cache store. A write operation will both update the shared store, and it would remove the stale values from the other nodes' memory. The benefit of this is twofold: network traffic is minimized as invalidation messages are very small compared to replicating the entire value, and also other caches in the cluster look up modified data in a lazy manner, only when needed.

| Never use invalidation mode with a local store. The invalidation message will not remove entries in the local store, and some nodes will keep seeing the stale value.

An invalidation cache can also be configured with a special cache loader, `ClusterLoader`. When `ClusterLoader` is enabled, read operations that do not find the key on the local node will request it from all the other nodes first, and store it in memory locally. In certain situation it will store stale values, so only use it if you have a high tolerance for stale values.

Invalidation mode can be synchronous or asynchronous. When synchronous, a write blocks until all nodes in the cluster have evicted the stale value. When asynchronous, the originator broadcasts invalidation messages but doesn’t wait for responses. That means other nodes still see the stale value for a while after the write completed on the originator.

Transactions can be used to batch the invalidation messages. Transactions acquire the key lock on the primary owner. To find more about how primary owners are assigned, please read the Key Ownership section.

- With pessimistic locking, each write triggers a lock message, which is broadcast to all the nodes. During transaction commit, the originator broadcasts a one-phase prepare message (optionally fire-and-forget) which invalidates all affected keys and releases the locks.

- With optimistic locking, the originator broadcasts a prepare message, a commit message, and an unlock message (optional). Either the one-phase prepare or the unlock message is fire-and-forget, and the last message always releases the locks.

### 2.4. Replicated Mode

Entries written to a replicated cache on any node will be replicated to all other nodes in the cluster, and can be retrieved locally from any node. Replicated mode provides a quick and easy way to share state across a cluster, however replication practically only performs well in small clusters (under 10 nodes), due to the number of messages needed for a write scaling linearly with the cluster size. Infinispan can be configured to use UDP multicast, which mitigates this problem to some degree.

Each key has a primary owner, which serializes data container updates in order to provide consistency. To find more about how primary owners are assigned, please read the Key Ownership section.

Figure 2. Replicated mode

Replicated mode can be synchronous or asynchronous.

- Synchronous replication blocks the caller (e.g. on a `cache.put(key, value)`) until the modifications have been replicated successfully to all the nodes in the cluster.

- Asynchronous replication performs replication in the background, and write operations return immediately. Asynchronous replication is not recommended, because communication errors, or errors that happen on remote nodes are not reported to the caller.

If transactions are enabled, write operations are not replicated through the primary owner.

- With pessimistic locking, each write triggers a lock message, which is broadcast to all the nodes. During transaction commit, the originator broadcasts a one-phase prepare message and an unlock message (optional). Either the one-phase prepare or the unlock message is fire-and-forget.

- With optimistic locking, the originator broadcasts a prepare message, a commit message, and an unlock message (optional). Again, either the one-phase prepare or the unlock message is fire-and-forget.

### 2.5. Distribution Mode

Distribution tries to keep a fixed number of copies of any entry in the cache, configured as `numOwners`. This allows the cache to scale linearly, storing more data as nodes are added to the cluster.

As nodes join and leave the cluster, there will be times when a key has more or less than `numOwners` copies. In particular, if `numOwners` nodes leave in quick succession, some entries will be lost, so we say that a distributed cache tolerates `numOwners - 1` node failures.

The number of copies represents a trade-off between performance and durability of data. The more copies you maintain, the lower performance will be, but also the lower the risk of losing data due to server or network failures. Regardless of how many copies are maintained, distribution still scales linearly, and this is key to Infinispan’s scalability.

The owners of a key are split into one primary owner, which coordinates writes to the key, and zero or more backup owners. To find more about how primary and backup owners are assigned, please read the Key Ownership section.

Figure 3. Distributed mode

A read operation will request the value from the primary owner, but if it doesn’t respond in a reasonable amount of time, we request the value from the backup owners as well. (The `infinispan.stagger.delay` system property, in milliseconds, controls the delay between requests.) A read operation may require `0` messages if the key is present in the local cache, or up to `2 * numOwners` messages if all the owners are slow.

A write operation will also result in at most `2 * numOwners` messages: one message from the originator to the primary owner, `numOwners - 1` messages from the primary to the backups, and the corresponding ACK messages.

| Cache topology changes may cause retries and additional messages, both for reads and for writes.

Just as replicated mode, distributed mode can also be synchronous or asynchronous. And as in replicated mode, asynchronous replication is not recommended because it can lose updates. In addition to losing updates, asynchronous distributed caches can also see a stale value when a thread writes to a key and then immediately reads the same key.

Transactional distributed caches use the same kinds of messages as transactional replicated caches, except lock/prepare/commit/unlock messages are sent only to the affected nodes (all the nodes that own at least one key affected by the transaction) instead of being broadcast to all the nodes in the cluster. As an optimization, if the transaction writes to a single key and the originator is the primary owner of the key, lock messages are not replicated.

#### 2.5.1. Read consistency

Even with synchronous replication, distributed caches are not linearizable. (For transactional caches, we say they do not support serialization/snapshot isolation.) We can have one thread doing a single put:

    cache.get(k) -> v1
    cache.put(k, v2)
    cache.get(k) -> v2

But another thread might see the values in a different order:

    cache.get(k) -> v2
    cache.get(k) -> v1

The reason is that read can return the value from any owner, depending on how fast the primary owner replies. The write is not atomic across all the owners — in fact, the primary commits the update only after it receives a confirmation from the backup. While the primary is waiting for the confirmation message from the backup, reads from the backup will see the new value, but reads from the primary will see the old one.

#### 2.5.2. Key Ownership

Distributed caches split entries into a fixed number of segments and assign each segment to a list of owner nodes. Replicated caches do the same, with the exception that every node is an owner.

The first node in the list of owners is the primary owner. The other nodes in the list are backup owners. When the cache topology changes, because a node joins or leaves the cluster, the segment ownership table is broadcast to every node. This allows nodes to locate keys without making multicast requests or maintaining metadata for each key.

The `numSegments` property configures the number of segments available. However, the number of segments cannot change unless the cluster is restarted.

Likewise the key-to-segment mapping cannot change. Keys must always map to the same segments regardless of cluster topology changes. It is important that the key-to-segment mapping evenly distributes the number of segments allocated to each node while minimizing the number of segments that must move when the cluster topology changes.

You can customize the key-to-segment mapping by configuring a KeyPartitioner or by using the Grouping API.

However, Infinispan provides the following implementations:

SyncConsistentHashFactory

  Uses an algorithm based on consistent hashing. Selected by default when server hinting is disabled.

  This implementation always assigns keys to the same nodes in every cache as long as the cluster is symmetric. In other words, all caches run on all nodes. This implementation does have some negative points in that the load distribution is slightly uneven. It also moves more segments than strictly necessary on a join or leave.

TopologyAwareSyncConsistentHashFactory

  Similar to `SyncConsistentHashFactory`, but adapted for Server Hinting. Selected by default when server hinting is enabled.

DefaultConsistentHashFactory

  Achieves a more even distribution than `SyncConsistentHashFactory`, but with one disadvantage. The order in which nodes join the cluster determines which nodes own which segments. As a result, keys might be assigned to different nodes in different caches.

  Was the default from version 5.2 to version 8.1 with server hinting disabled.

TopologyAwareConsistentHashFactory

  Similar to DefaultConsistentHashFactory, but adapted for Server Hinting.

  Was the default from version 5.2 to version 8.1 with server hinting enabled.

ReplicatedConsistentHashFactory

  Used internally to implement replicated caches. You should never explicitly select this algorithm in a distributed cache.

##### Capacity Factors

Capacity factors are another way to customize the mapping of segments to nodes. The nodes in a cluster are not always identical. If a node has 2x the memory of a "regular" node, configuring it with a `capacityFactor` of `2` tells Infinispan to allocate 2x segments to that node. The capacity factor can be any non-negative number, and the hashing algorithm will try to assign to each node a load weighted by its capacity factor (both as a primary owner and as a backup owner).

One interesting use case is nodes with a capacity factor of `0`. This could be useful when some nodes are too short-lived to be useful as data owners, but they can’t use HotRod (or other remote protocols) because they need transactions. With cross-site replication as well, the "site master" should only deal with forwarding commands between sites and shouldn’t handle user requests, so it makes sense to configure it with a capacity factor of `0`.

##### Zero Capacity Node

You might need to configure a whole node where the capacity factor is `0` for every cache, user defined caches and internal caches. When defining a zero capacity node, the node won’t hold any data. This is how you declare a zero capacity node:

    <cache-container zero-capacity-node="true" />

    new GlobalConfigurationBuilder().zeroCapacityNode(true);

However, note that this will be true for distributed caches only. If you are using replicated caches, the node will still keep a copy of the value. Use only distributed caches to make the best use of this feature.

##### Hashing Configuration

This is how you configure hashing declaratively, via XML:

    <distributed-cache name="distributedCache" owners="2" segments="100" capacity-factor="2" />

And this is how you can configure it programmatically, in Java:

    Configuration c = new ConfigurationBuilder()
       .clustering()
          .cacheMode(CacheMode.DIST_SYNC)
          .hash()
             .numOwners(2)
             .numSegments(100)
             .capacityFactor(2)
       .build();

#### 2.5.3. Initial cluster size

Infinispan’s very dynamic nature in handling topology changes (i.e. nodes being added / removed at runtime) means that, normally, a node doesn’t wait for the presence of other nodes before starting. While this is very flexible, it might not be suitable for applications which require a specific number of nodes to join the cluster before caches are started. For this reason, you can specify how many nodes should have joined the cluster before proceeding with cache initialization. To do this, use the `initialClusterSize` and `initialClusterTimeout` transport properties. The declarative XML configuration:

    <transport initial-cluster-size="4" initial-cluster-timeout="30000" />

The programmatic Java configuration:

    GlobalConfiguration global = new GlobalConfigurationBuilder()
       .transport()
           .initialClusterSize(4)
           .initialClusterTimeout(30000)
       .build();

The above configuration will wait for 4 nodes to join the cluster before initialization. If the initial nodes do not appear within the specified timeout, the cache manager will fail to start.

#### 2.5.4. L1 Caching

When L1 is enabled, a node will keep the result of remote reads locally for a short period of time (configurable, 10 minutes by default), and repeated lookups will return the local L1 value instead of asking the owners again.

Figure 4. L1 caching

L1 caching is not free though. Enabling it comes at a cost, and this cost is that every entry update must broadcast an invalidation message to all the nodes. L1 entries can be evicted just like any other entry when the the cache is configured with a maximum size. Enabling L1 will improve performance for repeated reads of non-local keys, but it will slow down writes and it will increase memory consumption to some degree.

Is L1 caching right for you? The correct approach is to benchmark your application with and without L1 enabled and see what works best for your access pattern.

#### 2.5.5. Server Hinting

The following topology hints can be specified:

Machine

  This is probably the most useful, when multiple JVM instances run on the same node, or even when multiple virtual machines run on the same physical machine.

Rack

  In larger clusters, nodes located on the same rack are more likely to experience a hardware or network failure at the same time.

Site

  Some clusters may have nodes in multiple physical locations for extra resilience. Note that Cross site replication is another alternative for clusters that need to span two or more data centres.

All of the above are optional. When provided, the distribution algorithm will try to spread the ownership of each segment across as many sites, racks, and machines (in this order) as possible.

##### Configuration

The hints are configured at transport level:

    <transport
        cluster="MyCluster"
        machine="LinuxServer01"
        rack="Rack01"
        site="US-WestCoast" />

#### 2.5.6. Key affinity service

In a distributed cache, a key is allocated to a list of nodes with an opaque algorithm. There is no easy way to reverse the computation and generate a key that maps to a particular node. However, we can generate a sequence of (pseudo-)random keys, see what their primary owner is, and hand them out to the application when it needs a key mapping to a particular node.

##### API

Following code snippet depicts how a reference to this service can be obtained and used.

    // 1. Obtain a reference to a cache
    Cache cache = ...
    Address address = cache.getCacheManager().getAddress();

    // 2. Create the affinity service
    KeyAffinityService keyAffinityService = KeyAffinityServiceFactory.newLocalKeyAffinityService(
          cache,
          new RndKeyGenerator(),
          Executors.newSingleThreadExecutor(),
          100);

    // 3. Obtain a key for which the local node is the primary owner
    Object localKey = keyAffinityService.getKeyForAddress(address);

    // 4. Insert the key in the cache
    cache.put(localKey, "yourValue");

The service is started at step 2: after this point it uses the supplied Executor to generate and queue keys. At step 3, we obtain a key from the service, and at step 4 we use it.

##### Lifecycle

`KeyAffinityService` extends `Lifecycle`, which allows stopping and (re)starting it:

    public interface Lifecycle {
       void start();
       void stop();
    }

The service is instantiated through `KeyAffinityServiceFactory`. All the factory methods have an `Executor` parameter, that is used for asynchronous key generation (so that it won’t happen in the caller’s thread). It is the user’s responsibility to handle the shutdown of this `Executor`.

The `KeyAffinityService`, once started, needs to be explicitly stopped. This stops the background key generation and releases other held resources.

The only situation in which `KeyAffinityService` stops by itself is when the cache manager with which it was registered is shutdown.

##### Topology changes

When the cache topology changes (i.e. nodes join or leave the cluster), the ownership of the keys generated by the `KeyAffinityService` might change. The key affinity service keep tracks of these topology changes and doesn’t return keys that would currently map to a different node, but it won’t do anything about keys generated earlier.

As such, applications should treat `KeyAffinityService` purely as an optimization, and they should not rely on the location of a generated key for correctness.

In particular, applications should not rely on keys generated by `KeyAffinityService` for the same address to always be located together. Collocation of keys is only provided by the Grouping API.

##### The Grouping API

Complementary to Key affinity service, the grouping API allows you to co-locate a group of entries on the same nodes, but without being able to select the actual nodes.

##### How does it work?

By default, the segment of a key is computed using the key’s `hashCode()`. If you use the grouping API, Infinispan will compute the segment of the group and use that as the segment of the key. See the Key Ownership section for more details on how segments are then mapped to nodes.

When the group API is in use, it is important that every node can still compute the owners of every key without contacting other nodes. For this reason, the group cannot be specified manually. The group can either be intrinsic to the entry (generated by the key class) or extrinsic (generated by an external function).

##### How do I use the grouping API?

First, you must enable groups. If you are configuring Infinispan programmatically, then call:

    Configuration c = new ConfigurationBuilder()
       .clustering().hash().groups().enabled()
       .build();

Or, if you are using XML:

    <distributed-cache>
       <groups enabled="true"/>
    </distributed-cache>

If you have control of the key class (you can alter the class definition, it’s not part of an unmodifiable library), then we recommend using an intrinsic group. The intrinsic group is specified by adding the `@Group` annotation to a method. Let’s take a look at an example:

    class User {
       ...
       String office;
       ...

       public int hashCode() {
          // Defines the hash for the key, normally used to determine location
          ...
       }

       // Override the location by specifying a group
       // All keys in the same group end up with the same owners
       @Group
       public String getOffice() {
          return office;
       }
       }
    }

| The group method must return a `String`

If you don’t have control over the key class, or the determination of the group is an orthogonal concern to the key class, we recommend using an extrinsic group. An extrinsic group is specified by implementing the `Grouper` interface.

    public interface Grouper<T> {
        String computeGroup(T key, String group);

        Class<T> getKeyType();
    }

If multiple `Grouper` classes are configured for the same key type, all of them will be called, receiving the value computed by the previous one. If the key class also has a `@Group` annotation, the first `Grouper` will receive the group computed by the annotated method. This allows you even greater control over the group when using an intrinsic group. Let’s take a look at an example `Grouper` implementation:

    public class KXGrouper implements Grouper<String> {

       // The pattern requires a String key, of length 2, where the first character is
       // "k" and the second character is a digit. We take that digit, and perform
       // modular arithmetic on it to assign it to group "0" or group "1".
       private static Pattern kPattern = Pattern.compile("(^k)(<a>\\d</a>)$");

       public String computeGroup(String key, String group) {
          Matcher matcher = kPattern.matcher(key);
          if (matcher.matches()) {
             String g = Integer.parseInt(matcher.group(2)) % 2 + "";
             return g;
          } else {
             return null;
          }
       }

       public Class<String> getKeyType() {
          return String.class;
       }
    }

`Grouper` implementations must be registered explicitly in the cache configuration. If you are configuring Infinispan programmatically:

    Configuration c = new ConfigurationBuilder()
       .clustering().hash().groups().enabled().addGrouper(new KXGrouper())
       .build();

Or, if you are using XML:

    <distributed-cache>
       <groups enabled="true">
          <grouper class="com.acme.KXGrouper" />
       </groups>
    </distributed-cache>

##### Advanced Interface

`AdvancedCache` has two group-specific methods:

getGroup(groupName)

  Retrieves all keys in the cache that belong to a group.

removeGroup(groupName)

  Removes all the keys in the cache that belong to a group.

Both methods iterate over the entire data container and store (if present), so they can be slow when a cache contains lots of small groups.

### 2.6. Scattered Mode

Scattered mode is very similar to Distribution Mode as it allows linear scaling of the cluster. It allows single node failure by maintaining two copies of the data (as Distribution Mode with numOwners=2). Unlike Distributed, the location of data is not fixed; while we use the same Consistent Hash algorithm to locate the primary owner, the backup copy is stored on the node that wrote the data last time. When the write originates on the primary owner, backup copy is stored on any other node (the exact location of this copy is not important).

This has the advantage of single RPC for any write (Distribution Mode requires one or two RPCs), but reads have to always target the primary owner. That results in faster writes but possibly slower reads, and therefore this mode is more suitable for write-intensive applications.

Storing multiple backup copies also results in slightly higher memory consumption. In order to remove out-of-date backup copies, invalidation messages are broadcast in the cluster, which generates some overhead. This makes scattered mode less performant in very big clusters (this behaviour might be optimized in the future).

When a node crashes, the primary copy may be lost. Therefore, the cluster has to reconcile the backups and find out the last written backup copy. This process results in more network traffic during state transfer.

Since the writer of data is also a backup, even if we specify machine/rack/site ids on the transport level the cluster cannot be resilient to more than one failure on the same machine/rack/site.

Currently it is not possible to use scattered mode in transactional cache. Asynchronous replication is not supported either; use asynchronous Cache API instead. Functional commands are not implemented neither but these are expected to be added soon.

The cache is configured in a similar way as the other cache modes, here is an example of declarative configuration:

    <scattered-cache name="scatteredCache" />

And this is how you can configure it programmatically:

    Configuration c = new ConfigurationBuilder()
       .clustering().cacheMode(CacheMode.SCATTERED_SYNC)
       .build();

Scattered mode is not exposed in the server configuration as the server is usually accessed through the Hot Rod protocol. The protocol automatically selects primary owner for the writes and therefore the write (in distributed mode with two owner) requires single RPC inside the cluster, too. Therefore, scattered cache would not bring the performance benefit.

### 2.7. Asynchronous Options

#### 2.7.1. Asynchronous Communications

All clustered cache modes can be configured to use asynchronous communications with the `mode="ASYNC"` attribute on the `<replicated-cache/>`, `<distributed-cache>`, or `<invalidation-cache/>` element.

With asynchronous communications, the originator node does not receive any acknowledgement from the other nodes about the status of the operation, so there is no way to check if it succeeded on other nodes.

We do not recommend asynchronous communications in general, as they can cause inconsistencies in the data, and the results are hard to reason about. Nevertheless, sometimes speed is more important than consistency, and the option is available for those cases.

#### 2.7.2. Asynchronous API

The Asynchronous API allows you to use synchronous communications, but without blocking the user thread.

There is one caveat: The asynchronous operations do NOT preserve the program order. If a thread calls `cache.putAsync(k, v1); cache.putAsync(k, v2)`, the final value of `k` may be either `v1` or `v2`. The advantage over using asynchronous communications is that the final value can’t be `v1` on one node and `v2` on another.

| Prior to version 9.0, the asynchronous API was emulated by borrowing a thread from an internal thread pool and running a blocking operation on that thread.

#### 2.7.3. Return Values

Because the `Cache` interface extends `java.util.Map`, write methods like `put(key, value)` and `remove(key)` return the previous value by default.

In some cases, the return value may not be correct:

1. When using `AdvancedCache.withFlags()` with `Flag.IGNORE_RETURN_VALUE`, `Flag.SKIP_REMOTE_LOOKUP`, or `Flag.SKIP_CACHE_LOAD`.

2. When the cache is configured with `unreliable-return-values="true"`.

3. When using asynchronous communications.

4. When there are multiple concurrent writes to the same key, and the cache topology changes. The topology change will make Infinispan retry the write operations, and a retried operation’s return value is not reliable.

Transactional caches return the correct previous value in cases 3 and 4. However, transactional caches also have a gotcha: in distributed mode, the read-committed isolation level is implemented as repeatable-read. That means this example of "double-checked locking" won’t work:

    Cache cache = ...
    TransactionManager tm = ...

    tm.begin();
    try {
       Integer v1 = cache.get(k);
       // Increment the value
       Integer v2 = cache.put(k, v1 + 1);
       if (Objects.equals(v1, v2) {
          // success
       } else {
          // retry
       }
    } finally {
      tm.commit();
    }

The correct way to implement this is to use `cache.getAdvancedCache().withFlags(Flag.FORCE_WRITE_LOCK).get(k)`.

In caches with optimistic locking, writes can also return stale previous values. Write skew checks can avoid stale previous values.

### 2.8. Partition handling

An Infinispan cluster is built out of a number of nodes where data is stored. In order not to lose data in the presence of node failures, Infinispan copies the same data — cache entry in Infinispan parlance — over multiple nodes. This level of data redundancy is configured through the `numOwners` configuration attribute and ensures that as long as fewer than `numOwners` nodes crash simultaneously, Infinispan has a copy of the data available.

However, there might be catastrophic situations in which more than `numOwners` nodes disappear from the cluster:

Split brain

  Caused e.g. by a router crash, this splits the cluster in two or more partitions, or sub-clusters that operate independently. In these circumstances, multiple clients reading/writing from different partitions see different versions of the same cache entry, which for many application is problematic. Note there are ways to alleviate the possibility for the split brain to happen, such as redundant networks or IP bonding. These only reduce the window of time for the problem to occur, though.

`numOwners` nodes crash in sequence

  When at least `numOwners` nodes crash in rapid succession and Infinispan does not have the time to properly rebalance its state between crashes, the result is partial data loss.

The partition handling functionality discussed in this section allows the user to configure what operations can be performed on a cache in the event of a split brain occurring. Infinispan provides multiple partition handling strategies, which in terms of Brewer’s CAP theorem determine whether availability or consistency is sacrificed in the presence of partition(s). Below is a list of the provided strategies:

Strategy | Description | CAP
--- | --- | ---
DENY_READ_WRITES | If the partition does not have all owners for a given segment, both reads and writes are denied for all keys in that segment. | Consistency
ALLOW_READS | Allows reads for a given key if it exists in this partition, but only allows writes if this partition contains all owners of a segment. This is still a consistent approach because some entries are readable if available in this partition, but from a client application perspective it is not deterministic. | Consistency
ALLOW_READ_WRITES | Allow entries on each partition to diverge, with conflict resolution attempted upon the partitions merging. | Availability

The requirements of your application should determine which strategy is appropriate. For example, DENY_READ_WRITES is more appropriate for applications that have high consistency requirements; i.e. when the data read from the system must be accurate. Whereas if Infinispan is used as a best-effort cache, partitions maybe perfectly tolerable and the ALLOW_READ_WRITES might be more appropriate as it favours availability over consistency.

The following sections describe how Infinispan handles split brain and successive failures for each of the partition handling strategies. This is followed by a section describing how Infinispan allows for automatic conflict resolution upon partition merges via merge policies. Finally, we provide a section describing how to configure partition handling strategies and merge policies.

#### 2.8.1. Split brain

In a split brain situation, each network partition will install its own JGroups view, removing the nodes from the other partition(s). We don’t have a direct way of determining whether the has been split into two or more partitions, since the partitions are unaware of each other. Instead, we assume the cluster has split when one or more nodes disappear from the JGroups cluster without sending an explicit leave message.

##### Split Strategies

In this section, we detail how each partition handling strategy behaves in the event of split brain occurring.

###### ALLOW_READ_WRITES

Each partition continues to function as an independent cluster, with all partitions remaining in AVAILABLE mode. This means that each partition may only see a part of the data, and each partition could write conflicting updates in the cache. During a partition merge these conflicts are automatically resolved by utilising the ConflictManager and the configured EntryMergePolicy.

###### DENY_READ_WRITES

When a split is detected each partition does not start a rebalance immediately, but first it checks whether it should enter DEGRADED mode instead:

- If at least one segment has lost all its owners (meaning at least numOwners nodes left since the last rebalance ended), the partition enters DEGRADED mode.

- If the partition does not contain a simple majority of the nodes (floor(numNodes/2) + 1) in the latest stable topology, the partition also enters DEGRADED mode.

- Otherwise the partition keeps functioning normally, and it starts a rebalance.

The stable topology is updated every time a rebalance operation ends and the coordinator determines that another rebalance is not necessary.

These rules ensures that at most one partition stays in AVAILABLE mode, and the other partitions enter DEGRADED mode.

When a partition is in DEGRADED mode, it only allows access to the keys that are wholly owned:

- Requests (reads and writes) for entries that have all the copies on nodes within this partition are honoured.

- Requests for entries that are partially or totally owned by nodes that disappeared are rejected with an `AvailabilityException`.

This guarantees that partitions cannot write different values for the same key (cache is consistent), and also that one partition can not read keys that have been updated in the other partitions (no stale data).

To exemplify, consider the initial cluster `M = {A, B, C, D}`, configured in distributed mode with `numOwners = 2`. Further on, consider three keys `k1`, `k2` and `k3` (that might exist in the cache or not) such that `owners(k1) = {A,B}`, `owners(k2) = {B,C}` and `owners(k3) = {C,D}`. Then the network splits in two partitions, `N1 = {A, B}` and `N2 = {C, D}`, they enter DEGRADED mode and behave like this:

- on `N1`, `k1` is available for read/write, `k2` (partially owned) and `k3` (not owned) are not available and accessing them results in an `AvailabilityException`

- on `N2`, `k1` and `k2` are not available for read/write, `k3` is available

A relevant aspect of the partition handling process is the fact that when a split brain happens, the resulting partitions rely on the original segment mapping (the one that existed before the split brain) in order to calculate key ownership. So it doesn’t matter if `k1`, `k2`, or `k3` already existed cache or not, their availability is the same.

If at a further point in time the network heals and `N1` and `N2` partitions merge back together into the initial cluster `M`, then `M` exits the degraded mode and becomes fully available again. During this merge operation, because `M` has once again become fully available, the ConflictManager and the configured EntryMergePolicy are used to check for any conflicts that may have occurred in the interim period between the split brain occurring and being detected.

As another example, the cluster could split in two partitions `O1 = {A, B, C}` and `O2 = {D}`, partition `O1` will stay fully available (rebalancing cache entries on the remaining members). Partition `O2`, however, will detect a split and enter the degraded mode. Since it doesn’t have any fully owned keys, it will reject any read or write operation with an `AvailabilityException`.

If afterwards partitions `O1` and `O2` merge back into `M`, then the ConflictManager attempts to resolve any conflicts and `D` once again becomes fully available.

###### ALLOW_READS

Partitions are handled in the same manner as DENY_READ_WRITES, except that when a partition is in DEGRADED mode read operations on a partially owned key WILL not throw an AvailabilityException.

##### Current limitations

Two partitions could start up isolated, and as long as they don’t merge they can read and write inconsistent data. In the future, we will allow custom availability strategies (e.g. check that a certain node is part of the cluster, or check that an external machine is accessible) that could handle that situation as well.

#### 2.8.2. Successive nodes stopped

As mentioned in the previous section, Infinispan can’t detect whether a node left the JGroups view because of a process/machine crash, or because of a network failure: whenever a node leaves the JGroups cluster abruptly, it is assumed to be because of a network problem.

If the configured number of copies (`numOwners`) is greater than 1, the cluster can remain available and will try to make new replicas of the data on the crashed node. However, other nodes might crash during the rebalance process. If more than `numOwners` nodes crash in a short interval of time, there is a chance that some cache entries have disappeared from the cluster altogether. In this case, with the DENY_READ_WRITES or ALLOW_READS strategy enabled, Infinispan assumes (incorrectly) that there is a split brain and enters DEGRADED mode as described in the split-brain section.

The administrator can also shut down more than `numOwners` nodes in rapid succession, causing the loss of the data stored only on those nodes. When the administrator shuts down a node gracefully, Infinispan knows that the node can’t come back. However, the cluster doesn’t keep track of how each node left, and the cache still enters DEGRADED mode as if those nodes had crashed.

At this stage there is no way for the cluster to recover its state, except stopping it and repopulating it on restart with the data from an external source. Clusters are expected to be configured with an appropriate `numOwners` in order to avoid `numOwners` successive node failures, so this situation should be pretty rare. If the application can handle losing some of the data in the cache, the administrator can force the availability mode back to AVAILABLE via JMX.

#### 2.8.3. Conflict Manager

The conflict manager is a tool that allows users to retrieve all stored replica values for a given key. In addition to allowing users to process a stream of cache entries whose stored replicas have conflicting values. Furthermore, by utilising implementations of the EntryMergePolicy interface it is possible for said conflicts to be resolved automatically.

##### Detecting Conflicts

Conflicts are detected by retrieving each of the stored values for a given key. The conflict manager retrieves the value stored from each of the key’s write owners defined by the current consistent hash. The .equals method of the stored values is then used to determine whether all values are equal. If all values are equal then no conflicts exist for the key, otherwise a conflict has occurred. Note that null values are returned if no entry exists on a given node, therefore we deem a conflict to have occurred if both a null and non-null value exists for a given key.

##### Merge Policies

In the event of conflicts arising between one or more replicas of a given CacheEntry, it is necessary for a conflict resolution algorithm to be defined, therefore we provide the EntryMergePolicy interface. This interface consists of a single method, "merge", whose returned CacheEntry is utilised as the "resolved" entry for a given key. When a non-null CacheEntry is returned, this entries value is "put" to all replicas in the cache. However when the merge implementation returns a null value, all replicas associated with the conflicting key are removed from the cache.

The merge method takes two parameters: the "preferredEntry" and "otherEntries". In the context of a partition merge, the preferredEntry is the primary replica of a CacheEntry stored in the partition that contains the most nodes or if partitions are equal the one with the largest topologyId. In the event of overlapping partitions, i.e. a node A is present in the topology of both partitions {A}, {A,B,C}, we pick {A} as the preferred partition as it will have the higher topologId as the other partition’s topology is behind. When a partition merge is not occurring, the "preferredEntry" is simply the primary replica of the CacheEntry. The second parameter, "otherEntries" is simply a list of all other entries associated with the key for which a conflict was detected.

| EntryMergePolicy::merge is only called when a conflict has been detected, it is not called if all CacheEntrys are the same.

Currently Infinispan provides the following implementations of EntryMergePolicy:

Policy | Description
--- | ---
MergePolicy.NONE (default) | No attempt is made to resolve conflicts. Entries hosted on the minority partition are removed and the nodes in this partition do not hold any data until the rebalance starts. Note, this behaviour is equivalent to prior Infinispan versions which did not support conflict resolution. Note, in this case all changes made to entries hosted on the minority partition are lost, but once the rebalance has finished all entries will be consistent.
MergePolicy.PREFERRED_ALWAYS | Always utilise the "preferredEntry". MergePolicy.NONE is almost equivalent to PREFERRED_ALWAYS, albeit without the performance impact of performing conflict resolution, therefore MergePolicy.NONE should be chosen unless the following scenario is a concern. When utilising the DENY_READ_WRITES or DENY_READ strategy, it is possible for a write operation to only partially complete when the partitions enter DEGRADED mode, resulting in replicas containing inconsistent values. MergePolicy.PREFERRED_ALWAYS will detect said inconsistency and resolve it, whereas with MergePolicy.NONE the CacheEntry replicas will remain inconsistent after the cluster has rebalanced.
MergePolicy.PREFERRED_NON_NULL | Utilise the "preferredEntry" if it is non-null, otherwise utilise the first entry from "otherEntries".
MergePolicy.REMOVE_ALL | Always remove a key from the cache when a conflict is detected.
Fully qualified class name | The custom implementation for merge will be used Custom merge policy

#### 2.8.4. Usage

During a partition merge the ConflictManager automatically attempts to resolve conflicts utilising the configured EntryMergePolicy, however it is also possible to manually search for/resolve conflicts as required by your application.

The code below shows how to retrieve an EmbeddedCacheManager’s ConflictManager, how to retrieve all versions of a given key and how to check for conflicts across a given cache.

    EmbeddedCacheManager manager = new DefaultCacheManager("example-config.xml");
    Cache<Integer, String> cache = manager.getCache("testCache");
    ConflictManager<Integer, String> crm = ConflictManagerFactory.get(cache.getAdvancedCache());

    // Get All Versions of Key
    Map<Address, InternalCacheValue<String>> versions = crm.getAllVersions(1);

    // Process conflicts stream and perform some operation on the cache
    Stream<Map<Address, InternalCacheEntry<Integer, String>>> stream = crm.getConflicts();
    stream.forEach(map -> {
       CacheEntry<Object, Object> entry = map.values().iterator().next();
       Object conflictKey = entry.getKey();
       cache.remove(conflictKey);
    });

    // Detect and then resolve conflicts using the configured EntryMergePolicy
    crm.resolveConflicts();

    // Detect and then resolve conflicts using the passed EntryMergePolicy instance
    crm.resolveConflicts((preferredEntry, otherEntries) -> preferredEntry);

| Although the `ConflictManager::getConflicts` stream is processed per entry, the underlying spliterator is in fact lazily-loading cache entries on a per segment basis.

#### 2.8.5. Configuring partition handling

Unless the cache is distributed or replicated, partition handling configuration is ignored. The default partition handling strategy is ALLOW_READ_WRITES and the default EntryMergePolicy is MergePolicies::PREFERRED_ALWAYS.

    <distributed-cache name="the-default-cache">
       <partition-handling when-split="ALLOW_READ_WRITES" merge-policy="PREFERRED_NON_NULL"/>
    </distributed-cache>

The same can be achieved programmatically:

    ConfigurationBuilder dcc = new ConfigurationBuilder();
    dcc.clustering().partitionHandling()
                        .whenSplit(PartitionHandling.ALLOW_READ_WRITES)
                        .mergePolicy(MergePolicies.PREFERRED_ALWAYS);

##### Implement a custom merge policy

It’s also possible to provide custom implementations of the EntryMergePolicy

    <distributed-cache name="the-default-cache">
       <partition-handling when-split="ALLOW_READ_WRITES" merge-policy="org.example.CustomMergePolicy"/>
    </distributed-cache>

    ConfigurationBuilder dcc = new ConfigurationBuilder();
    dcc.clustering().partitionHandling()
                        .whenSplit(PartitionHandling.ALLOW_READ_WRITES)
                        .mergePolicy(new CustomMergePolicy());

    public class CustomMergePolicy implements EntryMergePolicy<String, String> {

       @Override
       public CacheEntry<String, String> merge(CacheEntry<String, String> preferredEntry, List<CacheEntry<String, String>> otherEntries) {
          // decide which entry should be used

          return the_solved_CacheEntry;
       }

##### Deploy custom merge policies to a Infinispan server instance

To utilise a custom EntryMergePolicy implementation on the server, it’s necessary for the implementation class(es) to be deployed to the server. This is accomplished by utilising the java service-provider convention and packaging the class files in a jar which has a META-INF/services/org.infinispan.conflict.EntryMergePolicy file containing the fully qualified class name of the EntryMergePolicy implementation.

    # list all necessary implementations of EntryMergePolicy with the full qualified name
    org.example.CustomMergePolicy

In order for a Custom merge policy to be utilised on the server, you should enable object storage, if your policies semantics require access to the stored Key/Value objects. This is because cache entries in the server may be stored in a marshalled format and the Key/Value objects returned to your policy would be instances of WrappedByteArray. However, if the custom policy only depends on the metadata associated with a cache entry, then object storage is not required and should be avoided (unless needed for other reasons) due to the additional performance cost of marshalling data per request. Finally, object storage is never required if one of the provided merge policies is used.

#### 2.8.6. Monitoring and administration

The availability mode of a cache is exposed in JMX as an attribute in the Cache MBean. The attribute is writable, allowing an administrator to forcefully migrate a cache from DEGRADED mode back to AVAILABLE (at the cost of consistency).

The availability mode is also accessible via the AdvancedCache interface:

    AdvancedCache ac = cache.getAdvancedCache();

    // Read the availability
    boolean available = ac.getAvailability() == AvailabilityMode.AVAILABLE;

    // Change the availability
    if (!available) {
       ac.setAvailability(AvailabilityMode.AVAILABLE);
    }